Memorandum by the National Consumer Council
and the National Social Marketing Centre (HI 78)
THE CONTRIBUTION OF THE NHS TO REDUCING HEALTH
INEQUALITIES
INTRODUCTION
This paper is a response by the National Consumer
Council (NCC) and National Social Marketing Centre (NSM Centre)
to the Health Select Committee Health Inequalities Inquiry. The
NSM Centre is based at the National Consumer Council and was established
in 2006 to increase understanding and use of effective social
marketing approaches at national and local level across the public
sector and to work across sectors to build evidence based approaches
to behavioral challenges. It is led by Director, Dr Jeff French
and Deputy Director, Clive Blair-Stevens. The centre has a number
of core staff and a wider number of social marketing associates
that contribute to different areas and is assisted by input from
the Department of Health and the National Consumer Council.
EXECUTIVE SUMMARY
We do not believe the government is likely to
meet its targets on health inequalities without a significant
re-focusing of effort, as set out in this submission. In particular,
we would wish to emphasise:
Action requires a systematic and
sustained policy and delivery framework with adequate funding
and clear role definition across the broader policy agenda [Q1]
The development of insight based
interventions, with clear behavioural goals, and a clear target
population, needs to be incentivised [Q2,Q4], with a move away
from the current block budgets funding mechanisms currently utilised
There is a current skills and capacity
deficit within the workforce, which needs to be addressed to ensure
that interventions are developed which reflect customer understanding
and systematic application of social marketing best practice [Q3]
Investment is needed to build delivery
partnerships, sharing user and customer intelligence, and building
systems for capturing learning [Q5]
1. The extent to which the NHS can contribute
to reducing health inequalities, given that many of the causes
of inequalities relate to other policy areas eg taxation, employment,
housing, education and local government.
1.1 Effective action on health inequalities
requires a systematic and sustained policy and delivery framework
with adequate funding and clear role definition across the broader
policy agenda, recognising that a singular focus on the NHS will
not tackle the broader determinants of health inequalities.
1.2 There is a need to distinguish between
the Department of Health's role and that of the wider NHS. There
are distinct contributions that the DH and the Wider NHS can make
to tackling health inequalities but as yet this potential is largely
untapped, or misdirected and of a wholly insufficient scale.
1.3 The DH and the NHS must also develop
new skills in working with the private sector to address the issues
of health inequalities.
The DH roles include:
1.4 Advocacy and leadership including through
practical action in purchasing and contractual arrangements and
in leveraging change across the broader policy and delivery environments.
However this function it is not currently resourced to a level
that it can have a significant impact across government and across
the private and third sector.
1.5 Acting as a lead agency across government
to begin a strategic dialogue leading to joint action between
government departments and the private sector to tackle health
inequalities.
1.6 Setting targets and the operating framework
for the NHS. Action in these areas focuses attention on health
inequalities, stimulating action and engaging support in sectors
outside public health. Targets need to be more open and transparent,
with greater clarity about who is being targeted. Recent policy
has tended to target the manual occupation groups rather than
the most deprived. This has widened the gap for health inequalities
by exacerbating the absolute gap between the most deprived and
the rest of the population.
The NHS roles:
1.7 Delivery within its own sphere of influence,
to ensure its services are customer driven and informed by insight,
with better segmentation of its audiences reflected in delivery
of more tailored interventions across the life-course.
1.8 Greater investment is needed in developing
skills within the NHS staff and the wider policy environment to
engage with the broad social make up of disadvantaged populations,
and to conduct research which can be translated into service provision
which is both fit for purpose and welcomed by the target groups.
This means the wholesale adoption of a systematic social marketing
approach to understanding target audiences and developing services
tailored to their needs.
1.9 Ensuring future service provision is
informed by insight, with effective segmentation used to design,
deliver and evaluate services. One of the possible consequences
of this approach would be to restrict access to the service to
the identified target group, thus reducing the potential for exacerbating
the gap.
1.10 Moving away from short term and special
project funding for community development programmes, health promotion
programmes, working more closely with communities themselves to
develop and deliver programmes which are locally appropriate and
relevant with clear, measurable, short, medium and long term behavioural
goals. However there is an absolute imperative to end poorly focused
and poorly evaluated health promotion and community development
interventions that have been the hall mark of much recent practice.
The disciplines of a systematic social marketing approach need
to be built into the inception and funding specifications of all
future programmes if we are to attain the position of being able
to more accurately assess the impact and return on investment
of any future investment in tackling health inequalities.
1.11 Modeling and developing sustainable,
insight informed, services. There is significant potential for
re-orientation of existing services, for example community pharmacy,
to include a broader outreach dimension to promote health in local
communities. More effective cross organisational partnerships,
such as that exemplified by the work between Knowsley PCT and
Roy Castle's FagEnds, should be supported to develop and deliver
effective, targeted, locally relevant services.
1.12 Mobilisation of wider partnerships
and greater sharing of information and evaluation of what does
and does not work to reduce health inequalities. The NHS could
play a key leadership role in this process.
1.13 More targeted use of its huge organisational
footprint. The NHS is the largest employer, the largest purchaser,
the largest commissioner and provider of training in many areas.
A strategy should be developed to harness this power to tackle
one of the root issues of health inequality, meaningful employment
and sense of self worth.
1.14 More support for community health action
The NHS can and should as part of its core operating strategy
aim to provide paid and volunteering opportunities on a much larger
scale than hitherto.
2. The distribution and quality of GP services
and their influence on health inequalities, including how the
Quality and Outcomes Framework (QoF) and Practice-based Commissioning
(PBC) might be used to improve the quality and distribution of
GP services to reduce health inequalities.
2.1 Access to primary care can be a significant
health inequalities issue. However, focusing solely on GP services
may be counterproductive to the long term aim, with a wider conceptualisation
of primary care services required to address health inequalities.
2.2 For some groups, especially marginalised
groups, accident and emergency services are the point of entry
into the health system. Rather than castigate these groups for
inappropriate usage of services, there is a need to invest in
research which considers why different groups see such services
as their preferred point of entry, and look at how this can inform
service design, commissioning and evaluation of service provision.
2.3 Existing data sources could be used
more effectively to target health inequalities, through identification
of people with known risk factors, ie smoking, for targeted interventions,
eg smoking cessation services. This process could be incentivised
through the QoF.
2.4 Research to date has identified that
generic campaigns are less effective than interventions which
are developed based on insight developed through research with
defined target populations. Current funding structures, which
generally favor short term projects deliverable within a financial
year, militate against the development of such projects. Frameworks
could be developed and used to incentivise more detailed scoping
of projects, to address this shortfall.
2.5 Current DH programmes, which treat health
inequalities as a cross cutting theme, have been effective in
mainstreaming the recognition of health inequalities into all
policy and programme areas, including the QoF and PBC frameworks.
This approach should be extended across government to achieve
maximum impact.
3. The effectiveness of public health services
at reducing inequalities by targeting key causes such as smoking
and obesity, including whether some public health interventions
may lead to increases in health inequalities; and which interventions
are most cost-effective;
3.1 Targeting key behavioural challenges,
such as smoking and obesity, can be effective at reducing health
inequalities. However, the evidence to date suggests that existing
service models are potentially increasing the health inequalities
gradient. This should not be regarded as a reason to forgo population
based health reforms. Legislation and regulation, such as the
smoke-free legislation, has had some impact, but needs to be seen
as part of a spectrum of health promoting initiatives, not as
an end goal.
3.2 There are strong links between motivation,
environment, health behaviours and inequalities, with causal links
between Health Behaviours (eg smoking & over consumption of
food) coping mechanisms and deeply engrained Social Norms and
Motivation.
3.3 Gaining deep insight and understanding
into the consumer, their knowledge, attitudes and beliefs is essential
to ensure that public health services are effective at reducing
inequalities.
3.4 There is a need for a fundamental review
of workforce and the skills that they will need to tackle health
inequalities across all public sector organisations. We have in
essence been fighting the new war with weapons developed to tackle
the battles of long ago. The skill set and competencies needed
for talking behavioural, societal and managerial issues that sit
at the heart of tackling health inequalities, whilst complementary
to existing practice, are fundamentally different, and sustained
effort is required to upskill and resource the workforce to reflect
this
3.5 Many of the models of public health
promotion used to date are best characterised as message and information
driven campaign models. Whilst raising awareness is valuable,
these campaigns are often not proving effective at motivating
behavioural change. Good customer focused and researched social
marketing is helping to break the default position of communicating
messages to people as the primary way to influence behaviour.
NHS London and SHAs in Yorkshire and Humber, The North East and
The North West are all leading the implementation of social marketing
principles in the development of future public health inequalities
interventions. The work being carried out by these SHAs should
be supported and spread to all NHS organisations.
Cost Effectiveness:
3.6 A recent study of the use of economic
analysis in NHS decision making[231]
reports that respondents felt that economic evaluation was poorly
understood and unrealistic in relation to NHS funding. These problems,
compounded by the political and cross-sector nature of PHI, make
it difficult to establish a clear process for taking decisions
on public health investment. A review of public health decision
making in eight countries[232]
concluded "none had explicit systematic procedures for making
decisions affecting public health or setting priorities among
different public health interventions". This report also
notes that remarkable few public health interventions are subject
to systematic evaluation, particularly in the field of primary
prevention measures such as behaviour change.
3.7 There are two major challenges in the
economic appraisal of Public Health Interventions; one is the
difficulty of associating specific interventions with positive
behavioural impacts and eventual health-related outcomes, and
the second lies in the valuation of health-related outcomes. The
latest and most comprehensive review of the evidence of the effectiveness
of public health interventions in achieving behaviour change,
by the NICE Behaviour Change Programme Development Group[233]
shows that while there are a great many studies in this field
there are few that use consistent methods of analysis.
3.8 We would suggest there is a need for
a systematic economic and evidence-based gap analysis to determine
the most cost-effective funding level and intervention mix. Such
a gap analysis should be used to develop decision tools for policy-makers
and practitioners about how to best allocate resources to improve
population health and tackle health inequalities. However, the
development of decision aids will not produce foolproof algorithms
that will remove the responsibility for judgment, but rather inform
future decisions about investment and disinvestment.
3.9 The allocation of large block budgets
in advance of the development of detailed social marketing plans
is, in our view, a mistake. This approach to budgeting and resource
allocation creates a culture of working to spend the budget allocated
in the year it is allocated rather than the development of proposals
to meet agreed targets and then costing these plans and seeking
budgets to deliver them.
3.10 The current fixed-term block allocation
system used by the DH to allocate funds to health promotion programmes
and campaigns should be reviewed. There is a strong case for moving
to a system of "mission-driven budgeting". Mission-driven
budgeting, means only allocating budgets once a sound scoping
phase and development phase of planning has been completed and
convincing proposals have been developed that set out how budgets
can be deployed to achieve desired outcomes.
4. Whether specific interventions designed
to tackle health inequalities, such as Sure Start and Health Action
Zones, have proved effective and cost-effective;
4.1 Evaluation carried out by Sure Start
and Health Action Zones and the Cabinet office review of Area
Based Initiatives demonstrates that the interventions, in their
current form, have had at best a negligible impact on reducing
health inequalities. In some cases it appears they have had a
negative impact on reducing inequalities. The experience of the
Spearhead Programme has yet to be assessed, but it seems unlikely
that it will yield significantly different findings.
4.2 This depressing outcome reflects two
specific deficits in the models used: the lack of specific, clear,
actionable and measurable behavioural goals set by the projects
at outset, and the failure to build the project based on informed
insight, derived from scoping and qualitative research, into what
would work with the target group. These failings would be addressed
through the systematic application of social marketing principles
and best practice.
4.3 Social marketing is at its core a systematic
planning system driven by user or target group insight. Social
marketing draws on commercial marketing techniques and principles
as well as the social sciences and behavioural research to develop
insight based interventions to promote positive behaviours. It
is not just a health promotion strategy, as it can be applied
to any behavioural challenge, nor is it a re-badging of old style
campaign models of health promotion or health communication.
5. The success of NHS organisations at co-ordinating
activities with other organisations, for example local authorities,
education and housing providers, to tackle inequalities; and what
incentives can be provided to ensure these organisations improve
care.
5.1 Targets and the operating framework
for the NHS have been crucial in focusing attention on health
inequalities, stimulating action and engaging support in sectors
outside public health. However, there is still a significant potential
for mobilisation of wider partnerships, and greater sharing of
information and evaluation of what does and does not work to reduce
health inequalities.
5.2 Increasing co-terminosity of the NHS
structures with local government is laudable. However, without
effective sharing of best practice, information sharing, and the
development of more collaborative working practices, at best this
will have limited impact on the health inequalities gradient.
5.3 Investment is needed in building delivery
partnerships, sharing user and customer intelligence and building
systems for capturing learning across sectoral boundaries to tackle
the underlying risk conditions faced by poorer people.
5.4 A key task as indicated above is to
more meaningfully engage the private sector in tackling health
inequalities. The Business in the Community model is a good example
of a practice approach that could be extended. We would also recommend
the use of the WHO developed health assets mapping methodology
that seeks to identify and mobilise all the positive assets in
communities from across the public private and third sectors to
address community identified problems such as health inequalities.
5.5 Local Authorities and other public sector
originations also have a huge role to play in using their organisational
footprints to provide employment and training to those in most
need. Local Authorities however like the NHS are not geared up
to taking a segmented customer driven approach to tackling health
inequalities.
6. The effectiveness of the Department of
Health in co-ordinating policy with other government departments,
in order to meets its Public Service Agreement targets for reducing
inequalities; and
6.1 Across DH there are many examples of
work which is being delivered successfully across government departments,
eg health literacy. Such programmes can have a tangible impact
on health inequalities.
6.2 We would strongly encourage the connection
of health inequalities to wider agendas, both across government
and within the field.
6.3 However, the translation of policy commitment
into field ownership has not always been effective, reducing the
impact of such policies.
6.4 The key issue is the scale of investment
required to place health inequalities at the heart of delivery
across government. The DH is well placed to lead this work but
it needs to significantly up it game. The appointment of Dr Fiona
Adshead as the new senior advisor for health inequalities and
health determinants is to be welcomed as this would appear to
signal the kind of step change in focus that is needed. The DH
need to invest more and incentivise the NHS to invest more in
taking on an active leadership role. We would suggest the establishment
of a DH controlled but cross government funded innovations fund
for health inequalities. Such a fund should be used to capture
and spread good practice and build alliances nationally and locally
across all sectors and agencies.
7. Whether the Government is likely to meet
its Public Service Agreement targets in respect of health inequalities.
7.1 Evidence to date suggests that the ability
of the health services to reach the most effected communities
is inconsistent.
7.2 We believe that the government is unlikely
to meet its targets without sustained effort and a re focusing
of effort as set out in this submission.
January 2008
231 Williams, J. Bryan, S. McIver, S. The use of economic
evaluation in NHS Decision Making: A review and empirical investigation"
August 2006 Health Economics Faculty University of Birmingham.http://www.pcpoh.bham.ac.uk/publichealth/nccrm/PDFs%20and%20documents/Publications/Williams_et_al_Final_report.pdf Back
232
Allin, S. Mossialos, E. McKee, M. Holland,W. "Making decisions
on public health: a review of eight countries" World
Health Organisation Copenhagen 2004 www.euro.who.int/document/E84884.pdf Back
233
NICE Behaviour Change Group, "Behaviour Change, Synopsis
of Evidence" December 2006 Londonhttp://www.nice.org.uk/page.aspx?o=395480 Back
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